The Newest Fiduciary Rule: An Expert Analysis
Recording Now Available on Demand!
NAFA’s general counsel and director of government affairs Pam Heinrich speaks with Andrew Payne, VP and general counsel at Creative One, and Tyler Brown, AVP of government affairs at North American, about the new “Retirement Security Rule” package and how it could impact your business.
- The newest definition of fiduciary and when fiduciary status is triggered
- Need-to-know amendments to PTE 84-24 and 2020-02 for independent producers seeking exemptive relief
- Supervision expectations for financial institutions — and what that means for carriers and IMOs
- Proposed changes to disclosures, agent compensation and more to comply with new requirements
NAFA’s next steps, and what members can do to support our efforts